csop asset management compliance

CSOP FTSE China A50 ETF is subadvised by CSOP Asset Management Limited (the “Subadviser”), and distributed by Pacer Financial, Inc, member FINRA, SIPC, an affiliate of Pacer Advisors, Inc. Personal data held by CSOP relating to clients will be kept confidential but may be transferred to the following parties (whether within or outside the Hong Kong Special Administrative Region) for any of the purposes stated above:-. CSOP Asset Management Ltd. CSOP is an active manager which constructs client-focused portfolios, launches and manages mutual funds and manages hedge funds for clients. If you have any such concerns, you may prefer to use the telephone or postal system instead. This website does not constitute an offer or solicitation to invest in any funds in any country where such offer or solicitation is unlawful. CSOP Asset Management Limited may establish links between this Website and one or more websites operated by third parties.

Mailing Address : Room 2801 - 2802, 28/F, Two Exchange Square, 8 Connaught Place, Central, Hong Kong.

facilitate the daily operations of the services provided to the clients; marketing investment products or services by CSOP; maintaining statistical data and providing a database for product and market research; marketing financial and/or investment products or services by any company/companies other than CSOP, subject to client's express prior written consent; compliance with applicable laws and regulations; and. Index returns assume that dividends have been reinvested. Please refer to each Fund’s prospectus for further information.

CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice.

For a free prospectus, which contains this and other important information about the ETFs, click stock ticker for the link to Prospectus (AFTY). It strive to create an, CSOP has established and operated an internal auditing and review function. Nothing contained on this Website constitutes accounting, regulatory, tax, legal or investment advice.

Users are advised to periodically review the contents of this website to be familiar with any modifications. The Subadviser’s liquidity policy takes into account qualitative and quantitative metrics to determine the liquidity profile of funds, such as the investment strategy, the redemption policy, days required to liquidate securities, structure of fund and credit quality.

Please send your resume and cover letter to our Human Resources Department.

The website is issued by CSOP Asset Management Limited ("CSOP") which is licensed by the Securities and Futures Commission (“SFC”) in Hong Kong. any other purposes relating or incidental thereto. We have established policies and procedures concerning the collection, use and security of your information that will help protect your privacy. You are advised to exercise caution and if you are in any doubt about any of the contents of the website, you should obtain independent financial and professional advice. This website is for information only and has not been reviewed by the SFC.

The committee meets regularly and will hold ad hoc meeting if certain liquidity events occur.

The Internal Audit Department performs an, hierarchically and functionally independent, independent, systematic and disciplined function. Headquartered in Hong Kong, CSOP facilitates foreign investment into China’s capital market. Head of Legal & Compliance.

To obtain a print prospectus, call 1-877-337-0500. Such policy, combined with the liquidity management tools of the Investment Manager, also seeks to achieve fair treatment of Shareholders and safeguard the interests of remaining Shareholders in case of sizeable redemptions. CSOP FTSE China A50 ETF is subadvised by CSOP Asset Management Limited (the “Subadviser”), and distributed by Pacer Financial, Inc, member FINRA, SIPC, an affiliate of Pacer Advisors, Inc. CSOP recognize the importance of personal data to our business and the importance of respecting the privacy rights of our clients.

CSOP Asset Management Limited ("CSOP") is a regulated institution in Hong Kong by the Securities and Futures Commission ("SFC"). Indexes are unmanaged and investors cannot invest directly in an index.

Returns for actual ETF investments may differ from what is shown on the website because of differences in timing, the amount invested, and fees and expenses. Please refer to the sections addressing the “Extension of Redemption Settlement Cycle” in the SAI for further information. The funds referred to in this website may invest in equity, fixed-income securities and/or derivatives. CSOP FTSE China A50 ETF is subadvised by CSOP Asset Management Limited (the “Subadviser”), and distributed by Pacer Financial, Inc, member FINRA, SIPC, an affiliate of Pacer Advisors, Inc. Upon receipt of such notice, we shall, without charge to you, cease using your personal data for direct marketing purposes.

The purpose of this Statement is to establish the policies and practices of CSOP's commitment to protect the privacy of personal data and to inform you about our responsibilities and your rights under the Ordinance.

In order to assist us to deliver on this pledge, please inform us immediately in the event that your personal information has been changed or you discovered that your personal information held by us is incorrect. As such, investment in such funds may not be suitable for all investors. Together with the internally developed information technology systems and risk management capability, CSOP provides omnidirectional and customized compliance monitoring on each and every investment product we manage. We establish internal frameworks, policies and processes to manage, monitor and report on compliance and to minimize the potential for breaches, fines or penalties, and loss of regulatory accreditations. Whilst CSOP have taken all reasonable care to ensure that the information contained in this site is accurate, current, complete, fit for its intended purpose and compliant with the relevant legislation and regulations as at the date of issue, no liability can be accepted for any errors or omissions, or for this information becoming out of date or for any direct or indirect loss arising as a result. Founded in 2008, CSOP was the first Chinese asset manager granted the privilege of operating outside of the Mainland and is currently the world’s largest RQFII quota manager. determining and reviewing salaries, bonuses and other benefits; consideration for promotion, training, secondment or transfer; registering employees licensees with statutory authorities/institutions for purposes directly related or associated to the employment; and.

information obtained by us in the ordinary course of the business relationship such as, investment options, account values and balances etc. Copies of all relevant fund documentation can be obtained free of charge from the locally appointed paying and information agents. Investors should refer to the Exchange Traded Fund (“ETF”) Prospectus for further details, including the product features and risk factors.

Each fund may have a different risk profile. Some of the funds which invest in fixed-income securities may be subject to interest rate risk, credit risk and lower-rated and unrated instruments risk. BY UTILIZING THE WEBSITE LOCATED AT www.csopasset.net or www.csopasset.us ("WEBSITE"), YOU ACKNOWLEDGE THAT YOU HAVE READ THESE TERMS AND THAT YOU AGREE TO BE BOUND BY THEM. Further, the liquidity management policy includes details on periodic stress testing carried out by the risk management function of the Investment Adviser, to manage the liquidity risk of the Funds under normal and exceptional market conditions.

CSOP places great emphasis on self-regulation and professional ethics across each department and each employee, aiming at all times to operate in conformity with applicable regulations and laws.

The committee meets regularly and will hold ad hoc meeting if certain liquidity events occur. name and address, occupation, contact details, date of birth, their identity card or passport numbers; current employer, nature of position, relevant income of clients; details of financial status of clients; and.

Disclaimer. To further enhance confidentiality and security of all personal data, only authorized staff will be allowed to have access to the personal information collected. CSOP accept no responsibility for information contained in any other sites which can be accessed by hypertext link from these pages or for these sites not being available at all times.

The committee monitors liquidity profile of each Fund, so as to facilitate compliance with each Fund’s obligation to meet redemption requests.

Investors should not only base on this marketing material alone to make investment decisions.

We understand that our customers and website visitors are concerned about the privacy of information. The Investment Manager’s liquidity risk management committee issues, oversees and implements the policy. The ETF is also exposed to the potential unavailability risk of the A-shares, which means that any reduction or elimination of access to A-shares will have a material adverse effect on the ability of the fund to achieve its investment objective. Past performance is not indicative of future performance and the ETF’s NAV per unit may rise as well as fall.


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